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The DI 451 form serves a crucial role within the Department of the Interior by facilitating the recommendation and approval process for employee awards. This form provides a structured way to recognize outstanding performance and contributions of employees across various bureaus and offices. It encompasses both monetary and non-monetary awards, ensuring that exceptional work is acknowledged, whether through a performance-based cash award, a quality step increase, or the distinguished service awards. Employees can also receive recognition through special awards for achievements such as inventions, historic preservation efforts, and safety excellence. The form's design includes essential sections for employee information, award types, and relevant financial details, emphasizing the importance of careful documentation and appropriate approval channels involving both recommending and approving individuals. Moreover, the policy underlying the DI 451 affirms a commitment to merit-based recognition, free from discrimination based on race, gender, or other non-merit factors, underscoring a fair and equitable approach to employee acknowledgment. Ultimately, the DI 451 form not only streamlines the award process but also strengthens the culture of appreciation within the organization.

Form Sample

Department of the Interior

DI-451

Recommendation and Approval of Awards

September 2019 (previous edition obsolete)

RECOMMENDATION AND APPROVAL OF AWARDS

This form is used to approve and recommend awards for Department of the Interior Employees

Please fill out the appropriate section.

Employee Information

Bureau/Office

 

 

 

 

 

 

Name of Employee

 

 

 

 

 

 

 

 

 

Social Security Number XXX-XX-_ _ _ _

Position Title

 

 

 

 

 

 

 

 

 

 

 

 

 

Pay Plan/Series/Grade/Step

 

 

 

 

Duty Station

 

 

 

 

 

 

 

 

 

 

 

 

 

Period Covered for Award (MM/DD/YY to MM/DD/YY)

 

 

 

 

to

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Monetary Award

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Performance-Based Cash Award

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Outstanding (Level 5) Performance Rating $

 

 

 

 

 

or

 

 

 

 

 

 

 

 

%

 

 

 

 

 

Exceeds Expectations (Level 4) Performance Rating $

 

 

 

 

 

or

 

 

 

%

 

 

 

Fully Successful (Level 3) Performance Rating $

 

 

 

 

 

 

 

or

 

 

%

 

 

 

 

Quality Step Increase (Level 5 Performance Rating Required) STAR (Special Thanks for Achieving Results) Award $

Productivity Improvement Award $ Historic Preservation Award $

Invention/Patent Award $

Non-Monetary Award

Time-Off Recognition: Performance-Based

or

Non-Performance Based

 

Number of Hours

 

 

 

 

 

Non-Monetary Recognition: Cash Value $

 

 

 

Honor Awards

Aviation Safety Award

Citizen’s Award for Bravery

Citizen’s Award for Exceptional Service Departmental Unsung Hero Award

Distinguished Service Award Exemplary Act Award

Meritorious Service Award

Outstanding Service Award (for Political Appointees) Natural Resource Conservation Achievement Award Partners in Conservation Award

Safety and Health Award of Excellence Superior Service Award

Unit Award for Excellence of Service Valor Award

Other Award: _________________________

Bureau Specific Award Name:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Recommendation and Approval

 

 

 

 

 

 

 

 

 

 

Recommending Individual (Signature)

 

 

 

 

 

 

Date

 

 

 

 

Name/Title (Print)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reviewing Individual (Signature)

 

 

 

 

 

 

Date

 

 

Name/Title (Print)

 

 

 

 

 

 

 

 

 

 

 

 

 

Approving Individual (Signature)

 

 

 

 

 

 

Date

 

 

Name/Title (Print)

 

 

 

 

 

 

 

 

 

 

 

1

Department of the Interior

DI-451

Recommendation and Approval of Awards

September 2019 (previous edition obsolete)

Honor Award Review

 

HR Review of Official Personnel Folder (Signature)

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Bureau Office of Civil Rights (Signature)

 

 

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Department Office of Civil Rights (Signature)

 

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Office of Inspector General (Signature)

 

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Departmental Ethics Office (Signature)

 

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

Finding

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Honor Award Approvals

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Bureau/Office Director (Signature)

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

Assistant Secretary (Signature)

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Award Justification

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Financial Information (Monetary Awards)

Org Code

Functional Area

PE Code

WBS (Project Code)

Fund Code

Financial Action Record (Non-Monetary Awards)

This record is to initiate payment, accounting, and tax transactions for only non-monetary recognition of significant value. Recipient Name

Social Security Number XXX-XX-_ _ _ _

Bureau

Sub-Bureau

Block

Org. Code

Cost Account

Non-Monetary Recognition of Significant Value:

Date Presented:

Cash Value of Award (Hours Code 66A) $____________(Net Amount)

Value Including Taxes (Cash Value divide by .55) (Hours Code 30A) $________________(Gross Amount)

Disposition of this form: Original copy of this form is sent to the servicing Human Resources Office, copy to recipient.

2

It is the policy of the Department to ensure that consideration for awards is made without regard to race, color, national origin, religion, sex, age, marital status, disability or other non-merit factors. Information on this form is protected by the Privacy Act. Disclosure may be made only to authorized persons according to Title 5 U.S.C., Section 552a(b).

Document Specifications

Fact Name Fact Details
Form Purpose The DI-451 form is used to recommend and approve awards for employees of the Department of the Interior.
Version The current version of the form is dated September 2019. Previous editions are now considered obsolete.
Employee Information This form requires specific employee information such as name, social security number, position title, and duty station.
Award Types Monetary and non-monetary awards can be recommended through this form, including awards like the Performance-Based Cash Award and the STAR Award.
Approval Levels Award recommendations must be approved by multiple individuals, including recommending, reviewing, and approving individuals, each required to sign the form.
Honor Awards The form includes options for various honor awards, such as the Aviation Safety Award and the Citizen’s Award for Exceptional Service.
Financial Information Relevant financial data regarding monetary awards is gathered on the form, including fund codes and financial action records.
Privacy Act Compliance Information collected on the DI-451 form is protected by the Privacy Act and can only be disclosed to authorized persons.
Dispostion of Form The original form is sent to the Human Resources Office, while a copy is provided to the award recipient.

Steps to Filling Out Di 451

Completing the DI-451 form is an essential step in recommending and approving awards for employees within the Department of the Interior. This structured process ensures that all relevant information is accurately reported, facilitating the review and entitlement of deserving employees. As you prepare to fill out the form, it’s critical to have all necessary details at hand, including employee information, award type, signatures of approval, and financial records if applicable.

  1. Begin by filling in the Employee Information section. Include the bureau or office name, employee’s full name, social security number, position title, pay plan/series/grade/step, duty station, and the period covered for the award (format MM/DD/YY).
  2. Next, select the appropriate Monetary Award or Non-Monetary Award and provide the corresponding dollar amount or hours as required. Options for monetary awards include performance-based cash awards, quality step increases, or specific recognition awards like historical preservation or invention awards. Non-monetary recognition may require indicating hours for time-off awards.
  3. If applicable, check any relevant Honor Awards and identify a specific award name if you select "Other Award."
  4. Proceed to the Recommendation and Approval section. This requires signatures from three individuals: the recommending individual, the reviewing individual, and finally the approving individual. Ensure their names and titles are printed clearly.
  5. Complete the Honor Award Review section, ensuring signatures and dates are filled in by the responsible personnel reviewing the employee’s official personnel folder, civil rights reviews, and the office of inspector general if necessary.
  6. In the Financial Information section for monetary awards, include the organizational code, functional area, project code, and fund code, ensuring accurate financial actions are recorded.
  7. If issuing a non-monetary award, complete the details regarding the recipient, including their social security number and the bureau sub-bureau information. Document the cash value and the total value including taxes, if applicable.
  8. Once all sections of the form are filled out, you must ensure that the original copy is sent to the servicing Human Resources Office. Retain a copy for the award recipient.

More About Di 451

What is the DI 451 form used for?

The DI 451 form is a recommendation and approval document for awards given to employees of the Department of the Interior. It serves to formalize the process of recognizing outstanding performance, contributions, or achievements of individuals within the department.

Who is eligible to receive awards documented on the DI 451 form?

Eligibility extends to employees of the Department of the Interior. The awards can recognize both performance-based achievements and contributions that may not be directly related to job performance. These awards encompass a wide range of recognition, including monetary and non-monetary considerations.

How can an employee apply for an award using the DI 451 form?

An employee does not directly apply for an award using the DI 451 form. Instead, a recommending individual—such as a supervisor—completes the form to put forth a recommendation for an award based on the employee’s performance or contributions. The form must be filled out with the necessary details about the employee and the nature of the award.

What types of awards can be requested through the DI 451 form?

The DI 451 form accommodates a variety of awards, including performance-based cash awards, quality step increases, time-off recognition, and various honor awards such as the Citizen’s Award for Bravery and the Distinguished Service Award. Both monetary and non-monetary awards are recognized.

What must be completed on the form before submission?

Before submission, the form requires several key sections to be filled out, including employee information, the type of award being recommended, and necessary signatures from the recommending, reviewing, and approving individuals. The financial information section must also be completed if the award has monetary implications.

What happens to the DI 451 form after it is submitted?

Once the DI 451 form is completed and signed, the original copy is sent to the servicing Human Resources Office. A copy is provided to the award recipient. It is important to maintain records for future reference and to ensure compliance with award recognition protocols.

How does the Department ensure fairness in the award process?

The Department of the Interior adheres to a policy that prohibits discrimination based on race, color, national origin, religion, sex, age, marital status, disability, or other non-merit factors. This commitment to fairness is reflected in the process of evaluating and recommending awards, ensuring all employees have the opportunity to be recognized for their contributions.

Common mistakes

  1. Incomplete Employee Information: Failing to provide all necessary details about the employee can delay the approval process. It is essential to fill in the employee's name, social security number, position title, and duty station accurately.

  2. Incorrect Period Covered: Not clearly stating the period covered for the award can cause confusion. Always ensure that the dates are formatted correctly and reflect the accurate period of outstanding performance.

  3. Choosing Wrong Award Category: Selecting an inappropriate award type can lead to problems. Take the time to review the categories such as monetary awards, non-monetary awards, and honor awards to ensure the fit is correct.

  4. Neglecting Justification for Awards: Failing to provide a justification can result in rejection. A clear explanation of why the award is deserved is crucial for the approval process.

  5. Signature Oversights: Not obtaining the required signatures from recommending, reviewing, or approving individuals can halt the process. Double-check that all necessary signatures and dates are filled in.

  6. Errors in Financial Information: Incorrect entries in the financial section can lead to delays in award processing. Make sure that all financial figures are accurate and align with departmental codes and guidelines.

  7. Improper Disposition of the Form: Mismanaging the submission process, like sending the original form to the wrong office, can create complications. Follow the instructions carefully regarding where to send the original and the copy.

Documents used along the form

The DI-451 form is essential for recommending and approving awards for employees of the Department of the Interior. In addition to this form, there are several related documents that facilitate the award process. Each serves a specific purpose in ensuring a transparent and efficient handling of employee recognition. Below are key documents often used alongside the DI-451.

  • DI-450 Form: This form details the Employee Award Nomination process. It captures necessary information about the nominee, including performance metrics and achievements, to support the award recommendation.
  • Performance Evaluation Form: This form outlines an employee's performance during the evaluation period. It includes ratings and comments that help justify the award recommendations made on the DI-451 form.
  • HR Review Checklist: This checklist ensures all necessary steps are taken for the recommendation of an award. It verifies that the required documentation is complete and accurate, facilitating a smoother review process.
  • Budget Approval Request: This document is necessary when monetary awards are being allocated. It requires acknowledgment of budget availability and approval from the finance department to proceed with payment.
  • Approval Letter: After the award is granted, an approval letter is generated. This letter officially notifies the employee of their award and provides details regarding any associated recognition events or ceremonies.

These forms and documents work collectively to streamline the award process. Using them correctly helps ensure that employee achievements are recognized efficiently and fairly, enhancing overall morale within the department.

Similar forms

The DI-451 form serves a vital function within the Department of the Interior by facilitating the recommendation and approval of awards for employees. It shares similarities with various forms used in organizational settings, such as the Employee Recognition Award Form. This particular document is often employed to recognize outstanding employee contributions within organizations. Just like the DI-451, it includes sections for employee information and the details of the award being recommended, ensuring that the achievements are highlighted and appropriately acknowledged.

Another document similar to the DI-451 is the Performance Appraisal Form. This form is essential for evaluating employee performance on a regular basis. It includes criteria for assessing an employee's work, much like the performance ratings outlined in the DI-451. Performance appraisals provide a structured way to quantify and qualify an employee's contributions, thereby influencing the types of awards that may be granted based on those assessments.

The Nomination Form for Employee Awards is yet another document that echoes the themes found in the DI-451. This form typically provides a framework for individuals to nominate coworkers for exceptional contributions. Like the DI-451, it requires detailed information about the nominee and the rationale behind the nomination, fostering a culture of recognition and appreciation within the workplace.

Furthermore, the Employee of the Month/Nominee Form aligns well with the DI-451. Organizations often utilize this form to spotlight a single employee who has gone above and beyond in their duties. Similar to the DI-451, it captures vital information about the employee’s achievements and the reasons for their selection, reinforcing a culture of excellence among peers.

The Award Justification Form is another important document that shares qualities with the DI-451. It outlines the justification for awarding an individual, similar to the financial and reason-based requisites in the DI-451. This form can clarify the rationale behind award decisions, ensuring they are documented and understood by all relevant parties.

In addition, the Acknowledgment of Receipt of an Award Form often accompanies awards and functions like the DI-451 by providing a record of award distribution. It serves as an official acknowledgment from the recipient that they have received the award detailed in the DI-451, enhancing the transparency of award processes within an organization.

Lastly, the HR Performance Summary Report bears similarities as well. This report consolidates various employee assessments and award considerations. Like the DI-451, it aggregates data about employee performance to ensure fair evaluation when deciding on awards and recognitions, aligning with the overarching goal of highlighting exceptional contributions within the workplace.

Dos and Don'ts

When filling out the DI 451 form, it is important to adhere to specific guidelines to ensure the process runs smoothly. Here are ten things to consider:

  • Do read the instructions carefully before starting the form.
  • Do include all required employee information, such as name and Social Security Number.
  • Do specify the monetary award or non-monetary recognition clearly.
  • Do provide accurate performance ratings to reflect the employee's achievements.
  • Do have the recommending, reviewing, and approving individuals sign the form appropriately.
  • Don’t leave any mandatory fields blank, as this may lead to delays.
  • Don’t forget to check that all dates are filled in correctly.
  • Don’t use obsolete editions of the form, as noted on the document.
  • Don’t submit the form without a justification for the award.
  • Don’t share the information on this form with unauthorized personnel, respecting privacy regulations.

By following these guidelines, you help ensure that employees receive the recognition they deserve while navigating the formalities efficiently and respectfully.

Misconceptions

  • Misconception 1: The DI-451 form is only for monetary awards.
  • This form also covers non-monetary awards, ensuring recognition for various accomplishments beyond cash incentives.

  • Misconception 2: Only management can submit a DI-451 form.
  • Employees can be recommended for awards by anyone familiar with their work. Input from peers is valuable.

  • Misconception 3: The DI-451 form must be filled out completely to be considered.
  • While complete submissions are encouraged, certain sections may be left blank if they are not applicable to the specific award.

  • Misconception 4: Awards can only be recommended for performance-based achievements.
  • The form accommodates a variety of award types, including those based on contributions to safety, innovation, and service.

  • Misconception 5: Awards will be automatically granted once the DI-451 form is submitted.
  • The process requires approvals at multiple levels, ensuring thorough review and consideration for all recommendations.

  • Misconception 6: Employees will not receive feedback on their award nominations.
  • Misconception 7: The form is obsolete and not used anymore.
  • The DI-451 form is currently in use as of September 2019. The previous edition is considered obsolete.

  • Misconception 8: Only high-ranking officials can approve awards.
  • While directors and assistant secretaries have significant roles, various levels of management can contribute to the approval process.

  • Misconception 9: The information on the form is not protected.
  • Information is protected by the Privacy Act. It can only be disclosed to authorized individuals.

  • Misconception 10: The form does not require any justification for awards.
  • Justification is essential, particularly for monetary awards, and proper documentation enhances the likelihood of approval.

Key takeaways

The DI-451 form serves a vital role in recognizing and rewarding the hard work of employees at the Department of the Interior. It’s important to approach filling out this form with care and attention to detail. Here are some key takeaways to consider:

  • Clear Identification: Fill in employee information accurately. This includes the employee's name, Social Security number, position title, and duty station.
  • Specific Awards: Select the type of award that best fits the employee's achievements, be it a cash award, quality step increase, or honor award.
  • Performance Ratings: If you're opting for a monetary award, ensure the performance rating level is specified. Different awards require different rating levels for approval.
  • Justification Matters: Provide a robust justification for the award. This section is crucial as it supports the reason for the recognition being requested.
  • Multiple Signatures: Remember that the form requires multiple signatures from recommending, reviewing, and approving individuals. Each step plays a role in validating the award.
  • Follow the Process: After completion, send the original copy of the form to the Human Resources Office while retaining a copy for the recipient. This ensures proper tracking and accountability.
  • Privacy Protection: Be aware that the information collected on this form is protected by the Privacy Act. Disclose details only to authorized personnel.
  • Compliance is Key: Understand that all considerations for awards should adhere to the equal opportunity policy, ensuring fairness in recognition without bias.

By keeping these points in mind, individuals can navigate the process more effectively and help foster a culture of appreciation within the workplace. Every step in the DI-451 form contributes to recognizing the impactful contributions of employees, promoting morale and motivation across the department.