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The DA 3964 form, also known as the Classified Document Accountability Record, plays a crucial role in ensuring the proper handling and accountability of classified materials within military operations. This essential document is utilized by various sections within the Army, as outlined in Army Regulation 380-5, which governs the security and accountability of classified information. The form is structured into several sections, beginning with general information where details about the originating and receiving offices are recorded, along with action suspense dates and control numbers. In its routing section, individuals acknowledge receipt of the classified documents, which helps to maintain a clear chain of custody. This is followed by a destruction certificate, where proper disposal of the classified materials is documented, ensuring that sensitive information is not inadvertently exposed. Furthermore, the form includes sections for reproduction authority and receipt/tracer action, allowing for accurate tracking of documents throughout their lifecycle. Understanding the DA 3964 form is essential for maintaining the integrity of classified information and ensuring compliance with established military protocols.

Form Sample

CLASSIFIED DOCUMENT ACCOUNTABILITY RECORD

For use of this form, see AR 380-5; Proponent agency is the Office of the Deputy Chief of Staff, G-2.

DATE

SECTION A - GENERAL

TO:

 

 

 

 

 

FROM:

 

 

 

 

 

 

 

 

 

 

DATE RECEIVED

 

ACTION OFFICE(S)

 

SUSPENSE DATE(S)

REGISTER OR CONTROL NO.

 

 

 

 

 

 

 

 

 

 

CONTROL LOG

CLASSIFI-

NUMBER

 

 

DESCRIPTION (Type, File Ref., Unclassified Subject

DATE OF

ORIGINATOR

OR FILE NO.

CATION

OF COPIES

 

 

or Short Title and Number of Indorsements/Incls)

DOCUMENT

 

 

 

 

 

 

 

 

 

 

 

 

 

SECTION B - ROUTING

TO

COPY NO.

DATE

I ACKNOWLEDGE RECEIPT OF THE MATERIAL DESCRIBED HEREON

 

PRINTED NAME

SIGNATURE

 

 

 

1.

2.

3.

4.

5.

 

 

 

 

 

SECTION C - DESTRUCTION CERTIFICATE (Check appropriate block)

MATERIAL DESCRIBED HEREON HAS BEEN:

 

PAGE OR COPY NO

 

 

DESTROYED

 

 

 

TORN IN HALF AND PLACED IN A CLASSIFIED WASTE CONTAINER (AR 380-5)

 

 

 

 

 

 

 

 

 

 

 

 

OFFICE SYMBOL

DATE

 

PRINTED NAME OF CUSTODIAN OR REP

SIGNATURE

DESTRUCTION RECORD NO.

DATE

PRINTED NAME OF CERTIFYING/DESTR. OFF.

SIGNATURE

PAGE OR COPY NUMBER

DATE

PRINTED NAME OF WITNESSING OFFICIAL

SIGNATURE

 

 

 

 

SECTION D - REPRODUCTION AUTHORITY

NUMBER OR COPIES TO BE REPRODUCED

AUTHORIZED BY

 

 

 

DATE

 

 

 

 

 

 

 

 

 

SECTION E - RECEIPT/TRACER ACTION (Check appropriate block)

 

 

RECEIPT OF DOCUMENT(S) ACKNOWLEDGED

 

DOCUMENT(S) HAVE NOT BEEN RECEIVED

 

 

 

 

 

TRACER ACTION: SIGNED RECEIPT FOR MATERIAL DESCRIBED ABOVE HAS NOT BEEN RECEIVED.

 

 

 

 

 

 

 

 

 

DATE

PRINTED NAME, GRADE OR TITLE

 

 

SIGNATURE

 

 

 

 

 

 

 

COMMENTS

 

 

 

 

 

 

DA FORM 3964, JUL 1979

EDITION OF 1 NOV 72 IS OBSOLETE.

APD LC V2.01

 

 

Document Specifications

Fact Name Description
Form Title DA Form 3964 is officially known as the Classified Document Accountability Record.
Governing Regulation This form is regulated by Army Regulation AR 380-5.
Purpose It is used for tracking classified documents and ensuring accountability.
Sections The form is divided into several sections: General, Routing, Destruction Certificate, Reproduction Authority, and Receipt/Tracer Action.
Signatures Required Multiple signatures are required throughout the form for verification and acknowledgment.
Destruction Options There are specific methods for document destruction outlined in the form, including tearing copies in half.
Obsolete Edition The version noted as DA Form 3964, dated July 1979, indicates that the edition from November 1, 1972, is now obsolete.
Copy Management The form allows for tracking multiple copies and includes a designated area for copy numbers.
Reception Procedure The form includes options for acknowledging the receipt of documents and for initiating tracer actions.
Proponent Agency The Office of the Deputy Chief of Staff, G-2, is responsible for this form's regulation and updates.

Steps to Filling Out Da 3964

After gathering the necessary information, it's important to follow a clear process to complete the DA 3964 form accurately. Make sure you have all relevant data at hand, including dates, names, and document details.

  1. Section A - General: Fill in the "TO" and "FROM" fields with the relevant names. Include the "DATE RECEIVED," "ACTION OFFICE(S)," and "SUSPENSE DATE(S)." Assign a control number in the corresponding field and provide the classified number and a description of the document.
  2. Section B - Routing: Indicate the copy number. Acknowledge receipt by signing and printing your name. Leave space for other recipients' signatures if necessary.
  3. Section C - Destruction Certificate: Mark the appropriate block to indicate how the material has been handled—either destroyed or torn in half. Fill in the "PAGE OR COPY NO," office symbol, and date. Provide the printed name and signature of the custodian or representative, along with the destruction record number and any relevant witness signatures.
  4. Section D - Reproduction Authority: Enter the reproduction authority number and the number of copies authorized to be reproduced, along with the authorization date.
  5. Section E - Receipt/Tracer Action: Check the appropriate block to indicate receipt acknowledgment. If documents have not been received, provide that information and include the date, printed name, title or grade, and signature. Add any additional comments if necessary.

By following these steps methodically, you can ensure that the DA 3964 form is filled out correctly. After completing the form, it is essential to submit it to the appropriate agency or individual as required.

More About Da 3964

What is the DA 3964 form?

The DA 3964 form, known as the Classified Document Accountability Record, is used to track and manage classified documents within military and government agencies. This form helps ensure that sensitive information is properly accounted for and handled according to regulations.

Who uses the DA 3964 form?

The DA 3964 form is primarily used by military personnel and government employees who handle classified information. The Office of the Deputy Chief of Staff, G-2, is the proponent agency responsible for this form.

When should the DA 3964 form be completed?

This form should be completed whenever classified materials are received, acknowledged, destroyed, or reproduced. It creates a clear record to maintain accountability for sensitive documents throughout their lifecycle.

What sections are included in the DA 3964 form?

The DA 3964 form consists of several sections: Section A covers general information about the documents, Section B tracks the routing and receipt acknowledgment, Section C certifies destruction, Section D authorizes reproduction, and Section E addresses receipt and tracer actions.

What information do I need to fill out the form?

You will need to provide details such as the date, control or register number, description of the classified document, routing information, and signatures of the individuals involved in the handling of the document. Accurate information is critical for accountability.

How should I handle the destruction of classified documents?

When destroying classified documents, you must complete Section C of the DA 3964 form. You should indicate the method of destruction—either complete destruction or tearing in half— and ensure that the material is disposed of in a classified waste container as per AR 380-5 regulations.

What happens if I lose the DA 3964 form?

If the DA 3964 form is lost, you should report the loss to your supervisor or the appropriate authority immediately. It is important to maintain an accurate record of classified documents, and the loss of this form could lead to accountability issues.

Is there a specific timeframe for completing the DA 3964 form?

While the form should be completed as soon as classified documents are received or destroyed, specific timeframes may vary by agency or department policy. Consult your organization's guidelines for precise procedures.

Where can I find the DA 3964 form?

The DA 3964 form can be obtained from military or government supply offices. It may also be available for download from official military websites or through departmental channels that manage classified information.

Common mistakes

  1. Leaving Sections Blank: Failing to fill out all required sections can lead to delays or rejections. Every part of the form is essential for processing.

  2. Improper Date Entries: Entering incorrect dates or using the wrong format can create confusion. Always double-check date formats to ensure compliance.

  3. Incorrect Routing Information: Mismatched or incorrect routing information can cause issues with document delivery. Make sure to verify the routing section carefully.

  4. Signature Requirements: Not providing a required signature can invalidate the form. Each signature must be from the designated individual.

  5. Failure to Acknowledge Receipt: Not checking the appropriate block for receipt acknowledgment can result in misunderstanding. Always acknowledge what you receive.

  6. Ignoring Destruction Certification: Neglecting to complete the destruction certificate can lead to security and accountability issues. This step is crucial for classified information.

  7. Using Outdated Versions: Submitting an outdated form can lead to processing issues. Always ensure you are using the latest version available.

  8. Neglecting Comments Section: Assuming the comments section is unnecessary can be a mistake. Use it to provide crucial context or information relevant to the document.

  9. Not Retaining Copies: Failing to keep a copy of the filled form can cause problems if there are disputes or questions later. Always retain a record for your files.

Documents used along the form

The DA 3964 form, known as the Classified Document Accountability Record, is an essential tool for tracking classified documents within military and government operations. Several additional forms and documents are often utilized in conjunction with the DA 3964 to ensure proper management and accountability. Below are some commonly associated documents.

  • SF 700 - Security Container Information: This form provides information about the security container used to store classified material, including the container's location and the individuals authorized to access it. It helps maintain security oversight and accountability.
  • SF 701 - Activity Security Checklist: Used to verify security procedures on any given day, this checklist is completed daily to ensure all safeguards for classified information are in place. It serves to promote consistent security practices.
  • SF 312 - Classified Information Non-Disclosure Agreement: This agreement is signed by employees and contractors who need access to classified information. It legally binds individuals to protect sensitive information from unauthorized disclosure.
  • DA 2501 - Request for Classified Material: This document is used to formally request access to classified information. It includes details such as the purpose of the request and the classification levels required.

These forms and documents work together with the DA 3964 to enhance the security and management of classified materials. Keeping accurate records is crucial for maintaining compliance with security regulations.

Similar forms

The DA Form 3953, known as the Purchase Request, is utilized by the U.S. Army for requesting supplies or services. Similar to the DA 3964, which tracks classified documents and their accountability, the DA 3953 focuses on ensuring that specific guidelines are followed when procuring materials. Both forms emphasize accountability and clear documentation processes to maintain an organized record system, though one addresses classified information while the other is directed toward procurement needs.

The DA Form 2062, the Hand Receipt, is another document that shares similarities with the DA 3964 in terms of tracking. It is used to account for property. Just as the DA 3964 provides a receipt for classified documents, the DA 2062 serves as a handover record for items issued to individuals, ensuring that responsibility is clearly defined. Both forms facilitate a chain of custody and help in audits and inventory control, fostering transparency and responsibility.

Next, we have the SF 700, or Security Container Information. This form is used to document key information about safes or containers that hold classified material. Like the DA 3964, the SF 700 ensures that there is oversight and management of sensitive items, detailing ownership and contents. Both documents are crucial in maintaining the security of classified materials, aligning with federal regulations to mitigate risks associated with unauthorized access.

The DA Form 2627 is the Report of Proceedings Under Article 15, UCMJ, and it helps to document non-judicial punishment within the military. While this form addresses disciplinary action, it mirrors some operational aspects of the DA 3964 in terms of documenting processes and maintaining accountability. Both forms require signatures and acknowledgments, underlining the importance of formal procedures in the Military Justice System.

The DA Form 2823, known as the Sworn Statement, is utilized when an individual provides testimony. It shares the emphasis on documentation with the DA 3964, ensuring that accurate and official records are maintained for review. Like the DA 3964, the DA 2823 includes signatures to affirm the truthfulness of the statement, thereby establishing accountability in a manner similar to documented receipt and handling of classified information.

The SF 312, Classification Agreement, serves as a legal acknowledgment of an individual’s responsibility to protect classified information. This form is akin to the DA 3964 in that both recognize the handling and safeguarding of sensitive documents. The SF 312 ensures the individual is aware of the consequences of leaking information, just as the DA 3964 tracks the flow of documents through various stages of handling and storage.

The DA Form 2404 is the Equipment Inspection and Maintenance Worksheet. This document, although focused on equipment rather than classified information, shares similarities in accountability and record-keeping. The DA 2404 ensures that all equipment is properly maintained and accounted for, paralleling the DA 3964’s goal of consistent tracking of sensitive material through organized and detailed documentation.

Furthermore, the DA Form 1059 is the Academic Evaluation Report, which provides an assessment of a soldier’s academic performance. While it focuses on educational achievements, it parallels the DA 3964 in its function of maintaining a formal record regarding important activities. Just as the DA 3964 documents the handling of classified materials, the DA 1059 upholds standards of accountability in the context of training and education within the military.

Lastly, the DD Form 214, or Certificate of Release or Discharge from Active Duty, serves as a crucial document that summarizes a service member's military history. Similar to the DA 3964, it focuses on documentation that verifies significant experiences and accomplishments. Both forms serve vital informational roles; one tracks classified documents while the other provides a comprehensive history of a service member’s military service, enhancing transparency and accountability for personnel records.

Dos and Don'ts

When filling out the DA Form 3964, it is essential to ensure accuracy and compliance with the required protocols. Below are some guidelines on what to do and what to avoid.

  • Do double-check all entries for accuracy. Small errors can lead to significant issues down the line.
  • Do ensure all required signatures are obtained. Missing signatures may delay processing or lead to the form being returned.
  • Do use clear and legible handwriting or type the information. Illegible writing can result in misinterpretation of critical information.
  • Do follow the specific routing instructions provided. Understanding where to send or submit the form is crucial.
  • Do keep a copy for your records. This provides a reference in case of any future questions or issues.
  • Don't omit any required sections. Every part of the form serves a purpose and should be completed fully.
  • Don't use abbreviations or jargon that may not be understood. Clear communication is vital to avoid confusion.
  • Don't write outside the designated areas. This could result in important information being overlooked.
  • Don't alter the form in any way. Modifying the form can lead to invalidation.
  • Don't forget to keep track of deadlines. Timeliness is essential in handling classified documents.

Misconceptions

Understanding the DA Form 3964 is essential for managing classified document accountability. However, several misconceptions persist regarding its proper use and functionality. Below is a clarification of four common misconceptions:

  • Misconception 1: The DA Form 3964 is used exclusively for military personnel.
  • This form is primarily utilized within military contexts, but it can also be relevant for civilian employees and contractors who handle classified information. It is a tool for maintaining accountability across all personnel managing such documents.

  • Misconception 2: Completing the DA Form 3964 is optional.
  • In fact, the use of this form is mandated under Army Regulation 380-5. Proper completion is necessary for compliance with accountability standards and security protocols in dealing with classified materials.

  • Misconception 3: Only specific offices are permitted to destroy documents using this form.
  • While certain offices may have designated responsibilities, any authorized personnel can use the DA Form 3964 to record the destruction of classified materials. The form ensures that proper procedures are followed, regardless of the office involved.

  • Misconception 4: The DA Form 3964 is applicable only for physical documents.
  • Although it is primarily associated with tangible documents, the form also encompasses electronic formats of classified information. Therefore, it serves to maintain accountability for all forms of classified data, whether printed or digital.

Key takeaways

When using the DA 3964 form, it's essential to keep a few key points in mind to ensure proper handling of classified documents. Here are five important takeaways:

  1. Understand the Purpose: The DA 3964 serves as a record for accountability when managing classified documents. Be clear about its role in maintaining security and compliance.
  2. Complete All Sections: Fill out each section of the form accurately. Missing information can lead to confusion or security breaches later on.
  3. Track Receipt: When you receive materials, acknowledge this by signing the receipt section. This helps create a trail of who has handled the documents, which is important for accountability.
  4. Document Destruction: If you destroy the materials, make sure to follow the proper procedures and fill out the destruction certificate. This includes noting how the material was destroyed, as well as obtaining necessary signatures.
  5. Keep Copies Secure: Retain a copy of the completed DA 3964 form in a secure location. This will aid in tracking document history and ensuring compliance with regulations.