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The CMS R 131 Advance Beneficiary Notice of Noncoverage (ABN) serves a critical role in the Medicare process by informing beneficiaries about potential financial responsibilities regarding certain medical services. This form, mandated for use by various healthcare providers—such as physicians, independent laboratories, and hospice facilities—indicates that Medicare may not cover specified items or services. Within the ABN, key sections include the notifier’s details, the patient’s information, and specific items or services potentially deemed noncovered by Medicare. Importantly, the form includes a rationale for noncoverage and an estimated cost for those items or services. Beneficiaries are guided through their choices with three options on how to proceed in light of the possible denial of payment. By highlighting the importance of understanding their rights and obligations, the ABN empowers patients to make informed healthcare decisions while also protecting providers from unexpected billing disputes. If Medicare denies coverage, beneficiaries must carefully consider which option they select on the form, as it determines their financial liability and their ability to appeal Medicare's decision. The form not only delineates potential liabilities but also fosters clear communication between beneficiaries and providers, ensuring that everyone involved can navigate the complexities of coverage more effectively.

Form Sample

A. Notifier:

 

B. Patient Name:

C. Identification Number:

Advance Beneficiary Notice of Noncoverage (ABN)

NOTE: If Medicare doesn’t pay for D. below, you may have to pay.

Medicare does not pay for everything, even some care that you or your health care provider have

good reason to think you need. We expect Medicare may not pay for the D.

 

below.

D.

E. Reason Medicare May Not Pay:

F.Estimated Cost

WHAT YOU NEED TO DO NOW:

Read this notice, so you can make an informed decision about your care.

Ask us any questions that you may have after you finish reading.

Choose an option below about whether to receive the D.listed above.

Note: If you choose Option 1 or 2, we may help you to use any other insurance that you might have, but Medicare cannot require us to do this.

G. OPTIONS: Check only one box. We cannot choose a box for you.

OPTION 1. I want the D. listed above. You may ask to be paid now, but I also want Medicare billed for an official decision on payment, which is sent to me on aMedicare Summary Notice (MSN). I understand that if Medicare doesn’t pay, I am responsible for payment, but I can appeal to Medicare by following the directions on the MSN. If Medicare does pay, you will refund any payments I made to you, less co-pays ordeductibles.

□ OPTION 2. I want the D. listed above, but do not bill Medicare. You may

ask to be paid now as I am responsible for payment. I cannot appeal if Medicare is notbilled.

□ OPTION 3. I don’t want the D. listed above. I understand with this choice I

am not responsible for payment, and I cannot appeal to see if Medicare wouldpay.

H. Additional Information:

This notice gives our opinion, not an official Medicare decision. If you have other questions on this notice or Medicare billing, call 1-800-MEDICARE (1-800-633-4227/TTY: 1-877-486-2048). Signing below means that you have received and understand this notice. You also receive a copy.

I. Signature:

J. Date:

CMS does not discriminate in its programs and activities. To request this publication in an alternative format, please call: 1-800-MEDICARE or email: [email protected].

According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number. The valid OMB control number for this information collection is 0938-0566. The time required to complete this information collection is estimated to average 7 minutes per response, including the time to review instructions, search existing data resources, gather the data needed, and complete and review the information collection. If you have comments concerning the accuracy of the time estimate or suggestions for improving this form, please write to: CMS, 7500 Security Boulevard, Attn: PRA Reports Clearance Officer, Baltimore, Maryland 21244-1850.

Form CMS-R-131 (Exp. 03/2020)

Form Approved OMB No. 0938-0566

Form Instructions

Advance Beneficiary Notice of Noncoverage (ABN)

OMB Approval Number: 0938-0566

Overview

The ABN is a notice given to beneficiaries in Original Medicare to convey that Medicare is not likely to provide coverage in a specific case. “Notifiers” include physicians, providers (including institutional providers like outpatient hospitals), practitioners and suppliers paid under Part B (including independent laboratories), as well as hospice providers and religious non-medical health care institutions (RNHCIs) paid exclusively under Part A. Since 2013, home health agencies (HHAs) providing care under Part A or Part B issue the ABN instead of the Home Health Advance Beneficiary Notice (HHABN) Option Box 1 to inform beneficiaries of potential liability. The HHABN has been discontinued.

All of the aforementioned physicians, suppliers, practitioners, and providers must complete the ABN as described below, and deliver the notice to affected beneficiaries or their representative before providing the items or services that are the subject of the notice. Medicare inpatient hospitals and skilled nursing facilities (SNFs) use other approved notices for Part A items and services when notice is required; however, these facilities must use the ABN for Part B items and services.

The ABN must be reviewed with the beneficiary or his/her representative and any questions raised during that review must be answered before it is signed. The ABN must be delivered far enough in advance that the beneficiary or representative has time to consider the options and make an informed choice. Employees or subcontractors of the notifier may deliver the ABN. ABNs are never required in emergency or urgent care situations. Once all blanks are completed and the form is signed, a copy is given to the beneficiary or representative. In all cases, the notifier must retain a copy of the ABN delivered to the beneficiary on file.

The ABN may also be used to provide voluntary notification of financial liability for items or services that Medicare never covers. When the ABN is used as a voluntary notice, the beneficiary doesn’t choose an option box or sign the notice. CMS has issued detailed instructions on the use of the ABN in its on-line Medicare Claims Processing Manual (MCPM), Publication 100-04, Chapter 30, §50. Related policies on billing and coding of claims, as well as coverage determinations, are found elsewhere in the CMS manual system or website: www.cms.gov.

ABN Changes

The ABN is a formal information collection subject to approval by the Executive Office of Management and Budget (OMB) under the Paperwork Reduction Act of 1995 (PRA). As part of this process, the notice is subject to public comment and re-approval every 3 years. With the 2016 PRA submission, a non-substantive change has been made to the ABN. In accordance with Section 504 of the Rehabilitation Act of 1973 (Section 504), the form has

been revised to include language informing beneficiaries of their rights to CMS nondiscrimination practices and how to request the ABN in an alternative format if needed.

Completing the Notice

ABNs may be downloaded from the CMS website at: http://www.cms.gov/Medicare/Medicare-General-Information/BNI/ABN.html . Notices should be used as is since the ABN is a standardized OMB-approved notice. However, some allowance for customization of format is allowed as mentioned in these instructions and the on-line manual instructions for those choosing to integrate the ABN into other automated business processes. Instructions for completion of the form are set forth below:

ABNs must be reproduced on a single page. The page may be either letter or legal-size, with additional space allowed for each blank needing completion when a legal-size page is used.

Sections and Blanks:

There are 10 blanks for completion in this notice, labeled from (A) through (J), with accompanying instructions for each blank below. We recommend that notifiers remove the lettering labels from the blanks before issuing the ABN to beneficiaries. Blanks (A)-(F) and blank (H) may be completed prior to delivering the notice, as appropriate. Entries in the blanks may be typed or hand-written, but should be large enough (i.e., approximately 12-point font) to allow ease in reading. (Note that 10 point font can be used in blanks when detailed information must be given and is otherwise difficult to fit in the allowed space.) The notifier must also insert the blank (D) header information into all of the blanks labeled (D) within the Option Box section, Blank (G). One of the check boxes in the Option Box section, Blank (G), must be selected by the beneficiary or his/her representative. Blank (I) should be a cursive signature, with printed annotation if needed in order to be understood.

Header

Blanks A-C, the header of the notice, must be completed by the notifier prior to delivering the ABN.

Blank (A) Notifier(s): Notifiers must place their name, address, and telephone number (including TTY number when needed) at the top of the notice. This information may be incorporated into a notifier’s logo at the top of the notice by typing, hand-writing, pre- printing, using a label or other means.

If the billing and notifying entities are not the same, the name of more than one entity may be given in the Header as long as it is specified in the Additional Information (H) section who should be contacted for billing questions.

Blank (B) Patient Name: Notifiers must enter the first and last name of the beneficiary receiving the notice, and a middle initial should also be used if there is one on the beneficiary’s Medicare (HICN) card. The ABN will not be invalidated by a misspelling or missing initial, as long as the beneficiary or representative recognizes the name listed on the notice as that of the beneficiary.

Blank (C) Identification Number: Use of this field is optional. Notifiers may enter an identification number for the beneficiary that helps to link the notice with a related claim. The absence of an identification number does not invalidate the ABN. An internal filing number created by the notifier, such as a medical record number, may be used. Medicare numbers (HICNs) or Social Security numbers must not appear on the notice.

Body

Blank (D): The following descriptors may be used in the Blank (D) fields:

Item

Service

Laboratory test

Test

Procedure

Care

Equipment

The notifier must list the specific names of the items or services believed to be noncovered in the column directly under the header of Blank (D).

In the case of partial denials, notifiers must list in the column under Blank (D) the excess component(s) of the item or service for which denial is expected.

For repetitive or continuous noncovered care, notifiers must specify the frequency and/or duration of the item or service. See § 50.7.1 (b) of the MCPM, Chapter 30 for additional information.

General descriptions of specifically grouped supplies are permitted in this column. For example, “wound care supplies” would be a sufficient description of a group of items used to provide this care. An itemized list of each supply is generally not required.

When a reduction in service occurs, notifiers must provide enough additional information so that the beneficiary understands the nature of the reduction. For example, entering “wound care supplies decreased from weekly to monthly” would be appropriate to describe a decrease in frequency for this category of supplies; just writing “wound care supplies decreased” is insufficient.

Please note that there are a total of 7 Blank (D) fields that the notifier must complete on the ABN. Notifiers are encouraged to populate all of the Blank (D) fields in advance when a general descriptor such as “Item(s)/Service(s)” is used. All Blank

(D)fields must be completed on the ABN in order for the notice to be considered valid.

Blank (E) Reason Medicare May Not Pay: In the column under this header, notifiers must explain, in beneficiary friendly language, why they believe the items or services listed in the column under Blank (D) may not be covered by Medicare. Three commonly used reasons for noncoverage are:

“Medicare does not pay for this test for your condition.”

“Medicare does not pay for this test as often as this (denied as too frequent).”

“Medicare does not pay for experimental or research use tests.”

To be a valid ABN, there must be at least one reason applicable to each item or service listed in the column under Blank (D). The same reason for noncoverage may be applied to multiple items in Blank (D) when appropriate.

Blank (F) Estimated Cost: Notifiers must complete the column under Blank (F) to ensure the beneficiary has all available information to make an informed decision about whether or not to obtain potentially noncovered services.

Notifiers must make a good faith effort to insert a reasonable estimate for all of the items or services listed under Blank (D). In general, we would expect that the estimate should be within $100 or 25% of the actual costs, whichever is greater; however, an estimate that exceeds the actual cost substantially would generally still be acceptable, since the beneficiary would not be harmed if the actual costs were less than predicted. Thus, examples of acceptable estimates would include, but not be limited to, the following:

For a service that costs $250:

Any dollar estimate equal to or greater than $150

“Between $150-300”

“No more than $500”

For a service that costs $500:

Any dollar estimate equal to or greater than $375

“Between $400-600”

“No more than $700”

Multiple items or services that are routinely grouped can be bundled into a single cost estimate. For example, a single cost estimate can be given for a group of laboratory tests, such as a basic metabolic panel (BMP). An average daily cost estimate is also permissible for long term or complex projections. As noted above, providers may also pre-print a menu of items or services in the column under Blank (D) and include a cost estimate alongside each item or service. If a situation involves the possibility of additional tests or procedures (such as in laboratory reflex testing), and the costs associated with such tests cannot be reasonably estimated by the notifier at the time of ABN delivery, the notifier may enter the initial cost estimate and indicate the possibility of further testing. Finally, if for some reason the notifier is unable to provide a good faith estimate of projected costs at the time of ABN delivery, the notifier may indicate in the cost estimate area that no cost estimate is available. We would not expect either of these last two scenarios to be routine or frequent practices,but the beneficiary would have the option of signing the ABN and accepting liability in these situations.

CMS will work with its contractors to ensure consistency when evaluating cost estimatesand determining validity of the ABN in general. In addition, contractors will provide ongoing education to notifiers as needed to ensure proper notice delivery. Notifiers should contact the appropriate CMS regional office if they believe that a contractor inappropriately invalidated an ABN.

Options

Blank (G) Options: Blank (G) contains the following three options:

OPTION 1. I want the (D) listed above. You may ask to be paid now, but I also want Medicare billed for an official decision on payment, which is sent to me on a Medicare Summary Notice (MSN). I understand that if Medicare doesn’t pay, I am responsible for payment, but I can appeal to Medicare by following the directions on the MSN. If Medicare does pay, you will refund any payments I made to you, less co-pays ordeductibles.

This option allows the beneficiary to receive the items and/or services at issue and requires the notifier to submit a claim to Medicare. This will result in a payment decision that can be appealed. See Ch. 30, §50.15.1 of the online Medicare Claims Processing Manual for instructions on the notifier’s obligation to bill Medicare. Suppliers and providers who don’t accept Medicare assignment may make modifications to Option 1 only as specified below under D. Additional Information.

Note: Beneficiaries who need to obtain an official Medicare decision in order to file a claim with a secondary insurance should choose Option 1.

OPTION 2. I want the (D) listed above, but do not bill Medicare. You may ask to be paid now as I am responsible for payment. I cannot appeal if Medicare isnot billed.

This option allows the beneficiary to receive the noncovered items and/or services and pay for them out of pocket. No claim will be filed and Medicare will not be billed. Thus, there are no appeal rights associated with this option.

OPTION 3. I don’t want the (D)listed above. I understand with this choice I am not responsible for payment, and I cannot appeal to see if Medicare wouldpay.

This option means the beneficiary does not want the care in question. By checking this box, the beneficiary understands that no additional care will be provided; thus, there are no appeal rights associated with this option.

The beneficiary or his or her representative must choose only one of the three options listed in Blank (G). Under no circumstances can the notifier decide for the beneficiary which of the 3 checkboxes to select. Pre-selection of an option by the notifier invalidates the notice. However, at the beneficiary’s request, notifiers may enter the beneficiary’s selection if he or she is physically unable to do so. In such cases, notifiers must annotate the notice accordingly.

If there are multiple items or services listed in Blank (D) and the beneficiary wants to receive some, but not all of the items or services, the notifier can accommodate this request by using more than one ABN. The notifier can furnish an additional ABN listing the items/services the beneficiary wishes to receive with the corresponding option.

If the beneficiary cannot or will not make a choice, the notice should be annotated, for

example: “beneficiary refused to choose an option.”

Additional Information

Blank (H) Additional Information: Notifiers may use this space to provide additional clarification that they believe will be of use to beneficiaries. For example, notifiers may use this space to include:

A statement advising the beneficiary to notify his or her provider about certain tests that were ordered, but not received;

Information on other insurance coverage for beneficiaries, such as a Medigap policy, if applicable;

An additional dated witness signature; or Other necessary annotations.

Annotations will be assumed to have been made on the same date as that appearing in Blank J, accompanying the signature. If annotations are made on different dates, those dates should be part of the annotations.

Special guidance ONLY for non-participating suppliers and providers (those who don’t accept Medicare assignment):

Strike the last sentence in the Option 1 paragraph with a single line so that it appears like this: If Medicare does pay, you will refund any payments I made to you, less co- pays or deductibles.

This single line strike can be included on ABNs printed specifically for issuance when unassigned items and services are furnished. Alternatively, the line can be hand-penned on an already printed ABN.

The sentence must be stricken and can’t be entirely concealed or deleted.

There is no CMS requirement for suppliers or the beneficiary to place initials next to the stricken sentence or date the annotations when the notifier makes the changes to the ABN before issuing the notice to the beneficiary.

When this sentence is stricken, the supplier shall include the following CMS-approved unassigned claim statement in the (H) Additional Information section.

“This supplier doesn’t accept payment from Medicare for the item(s) listed in the table above. If I checked Option 1 above, I am responsible for paying the supplier’s charge for the item(s) directly to the supplier. If Medicare does pay, Medicare will pay me the Medicare-approved amount for the item(s), and this payment to me may be less than the supplier’s charge.”

OThis statement can be included on ABNs printed for unassigned items and services, or it can be handwritten in a legible 10 point or larger font.

An ABN with the Option 1 sentence stricken must contain the CMS-approved unassigned claim statement as written above to be considered valid notice. Similarly, when the unassigned claim statement is included in the “Additional Information” section, the last sentence in Option 1 should be stricken.

B. Signature Box

Once the beneficiary reviews and understands the information contained in the ABN, the Signature Box is to be completed by the beneficiary (or representative). This box cannot be completed in advance of the rest of the notice.

Blank (I) Signature: The beneficiary (or representative) must sign the notice to indicate that he or she has received the notice and understands its contents. If a representative signs on behalf of a beneficiary, he or she should write out “representative” in parentheses after his or her signature. The representative’s name should be clearly legible or noted in print.

Blank (J) Date: The beneficiary (or representative) must write the date he or she signed the ABN. If the beneficiary has physical difficulty with writing and requests assistance in completing this blank, the date may be inserted by the notifier.

Disclosure Statement: The disclosure statements in the footer of the notice are required to be included on the document.

Document Specifications

Fact Name Description
Form Purpose The CMS-R-131 Advance Beneficiary Notice of Noncoverage (ABN) informs beneficiaries about potential payment responsibility for services that Medicare is unlikely to cover.
Notifier Types Notifiers can include physicians, health care providers, and suppliers under Medicare Part B, among others. These individuals or entities are responsible for delivering the ABN to beneficiaries.
Options Provided Beneficiaries can select from three options regarding the services listed. These options help them make an informed decision about whether or not to proceed with the care.
Estimated Costs The notice requires an estimate of costs for the services listed. This helps beneficiaries understand their potential financial liability before making a decision.
Medicare Coverage Criteria The ABN must clearly outline why Medicare may not cover certain items or services. Reasons might include frequency of services or the nature of the services being categorized as experimental.
Mandatory Information Key information must be included on the ABN, such as notifier details, patient name, items or services at risk of noncoverage, and the rationale for potential nonpayment.
Governing Law The ABN is governed by Medicare regulations, including the Paperwork Reduction Act of 1995 and guidance from the Centers for Medicare & Medicaid Services (CMS).

Steps to Filling Out Cms R 131 Advance Abn

The form CMS R-131, also known as the Advance Beneficiary Notice of Noncoverage (ABN), requires careful attention to detail. Following the steps below will ensure that you complete the form correctly, conveying the necessary information about potential Medicare noncoverage while safeguarding your rights as a beneficiary.

  1. Notifier Information: At the top of the form, fill in your name, address, and phone number, including TTY if necessary.
  2. Patient Name: Enter the first and last name of the patient receiving the notice. Include the middle initial if applicable.
  3. Identification Number: This step is optional. If needed, enter an internal or other identification number. Do not include Medicare numbers or Social Security numbers.
  4. Details of Noncoverage: In section D, list the specific item or service you believe may not be covered by Medicare.
  5. Reason for Noncoverage: In section E, explain why you think Medicare may not pay for the item or service listed in section D. Use clear language.
  6. Estimated Cost: Provide an estimated cost for the item or service in section F. Ensure your estimate is reasonable and within a typical range.
  7. Options: In section G, check only one box that the patient or their representative selects regarding Medicare billing and payment responsibilities.
  8. Additional Information: Provide any extra relevant information in section H. This can include contact details for billing inquiries.
  9. Signature: Have the patient or their representative sign and date the form in sections I and J, indicating their understanding of the notice.

Once the form is complete, make sure to retain a copy for your records, while providing the patient or their representative with a copy as well. Proper completion of the ABN is crucial for clarity and to inform the patient of their financial responsibilities regarding potential noncoverage by Medicare.

More About Cms R 131 Advance Abn

What is the CMS R-131 Advance Beneficiary Notice (ABN)?

The CMS R-131 Advance Beneficiary Notice (ABN) is a notice provided to Medicare beneficiaries. It indicates that Medicare may not cover a specific service or item. The intent is to inform patients in advance, allowing them to understand their potential financial responsibility should Medicare deny coverage for the service in question.

Who issues the ABN?

ABNs can be issued by various healthcare providers, including physicians, practitioners, and suppliers who operate under Medicare part B. In certain circumstances, home health agencies may distribute the ABN instead of the Home Health Advance Beneficiary Notice. The goal is always to deliver this notice before providing the potentially non-covered services.

What options do beneficiaries have upon receiving an ABN?

Beneficiaries have three distinct options when they receive an ABN. They can choose to: - Receive the service while requesting Medicare to be billed for a decision on coverage, - Accept the service but opt not to bill Medicare, thus assuming full financial responsibility, or - Decline the service altogether, recognizing that doing so absolves them of payment responsibility and eliminates the possibility of appealing Medicare's decision.

Why might Medicare not cover a service?

The notice will typically include specific reasons for Medicare's potential non-coverage. Common explanations include the service being experimental, not deemed medically necessary, or exceeding frequency limits set by Medicare. It is crucial that these reasons are clearly articulated to help beneficiaries make informed decisions.

What information is included in the estimated cost section of the ABN?

In the estimated cost section, healthcare providers should include a reasonable cost estimate for the proposed service or item. It is advised that this estimate is as accurate as possible, with a guideline suggesting it should be within $100 or 25% of the actual costs, whichever is greater. Providing clear cost information helps beneficiaries understand potential financial implications before proceeding.

Is there any recourse if a beneficiary disagrees with Medicare's payment decision?

Yes, beneficiaries who choose to have Medicare billed for the service and who receive a denial can appeal the decision. When they receive the Medicare Summary Notice (MSN), it will outline the steps to appeal. For those who opted not to bill Medicare, they forfeit the right to appeal. It is crucial for beneficiaries to understand these options to ensure they can manage their healthcare decisions effectively.

Common mistakes

  1. Incomplete information: Many individuals neglect to fill out all the necessary blanks, especially sections like Blank (D), which should list specifics about the items or services potentially not covered by Medicare. It’s crucial to provide detailed descriptions to ensure validity.

  2. Failure to explain noncoverage reasons: Notifiers often forget to include appropriate reasons in Blank (E). Each item listed in Blank (D) must have a corresponding reason for noncoverage. Without this, the form may be deemed invalid.

  3. Estimated costs not provided: Some individuals overlook Blank (F), where they are required to provide an estimated cost for services or items. Not having this information can lead to confusion for the beneficiary about their financial responsibility.

  4. Missing signature and date: The final mistake involves not signing and dating the form in Blank (I) and Blank (J). A signature is essential for confirming that the beneficiary has received and understands the notice.

Documents used along the form

When working with the CMS R-131 Advance ABN form, there are a few other forms and documents that may also be used in conjunction. Each of these documents plays an important role in ensuring that beneficiaries have the necessary information regarding their Medicare coverage and potential costs. Below is a list of these related forms.

  • Medicare Summary Notice (MSN): This document is sent to beneficiaries quarterly. It outlines services received, what Medicare paid, and what the beneficiary may owe. It helps users understand their medical expenses and review claims.
  • Home Health Advance Beneficiary Notice (HHABN): Although this form has been discontinued, it used to notify beneficiaries receiving home health services about potential costs when Medicare might not cover certain services.
  • Notice of Medicare Non-Coverage (NOMNC): This form informs beneficiaries that a service they are currently receiving will no longer be covered by Medicare. It provides essential details about the discontinuation of services and how to appeal.
  • Advance Directive: While not directly related to Medicare payments, this document allows individuals to outline their preferences for medical treatment in case they become unable to communicate their wishes. It is important for ensuring that beneficiaries' choices are respected.

Understanding these additional documents can help beneficiaries stay informed about their Medicare coverage. It is essential to read each notice carefully and ask any questions to ensure clarity about services and potential costs. Seeking assistance from healthcare providers can also provide additional insights into these forms.

Similar forms

One document similar to the CMS R 131 Advance Beneficiary Notice of Noncoverage (ABN) is the Home Health Advance Beneficiary Notice (HHABN). Although the HHABN has been discontinued since 2013, it was used specifically for home health agencies providing care under Medicare Part A or B. Like the ABN, the HHABN informed beneficiaries about potential charges for services and allowed them to make informed decisions about their care. However, the HHABN was unique to home health services, whereas the ABN applies to a broader range of outpatient services.

Another related document is the Medicare Outpatient Observation Notice (MOON). This notice is given to beneficiaries who are in outpatient observation status for more than 24 hours. Similar to the ABN, the MOON informs patients about their potential financial liability if Medicare does not cover the services provided. Both forms aim to ensure that beneficiaries are aware of their coverage status and can make informed choices, though the MOON is specifically tailored for outpatient observation situations.

The Notice of Benefits and Coverage (NBC) is another document that functions in a similar way. This notice informs beneficiaries about the coverage and costs of specific services or treatments. Like the ABN, the NBC is designed to help patients understand their financial responsibilities regarding their care. The NBC, however, usually pertains to insurance plans that offer more comprehensive coverage options than Medicare, making it slightly broader in scope.

The Advanced Directive is also relevant, albeit for different reasons. While it is not a notice specifically about Medicare coverage, it does encourage patients to express their healthcare preferences. This document allows individuals to make their wishes known in advance, similar to how the ABN empowers beneficiaries to make informed choices regarding payment for potential non-covered services. They both emphasize patient autonomy and informed decision-making.

Additionally, the Clinical Laboratory Improvement Amendments (CLIA) Waiver is comparable in its purpose of providing necessary information to beneficiaries. The waivers must be given to patients when they receive certain laboratory tests that might not be covered by Medicare. Like the ABN, it raises awareness about potential coverage limitations, allowing patients to take appropriate action regarding their healthcare choices.

Lastly, the Medicare Summary Notice (MSN) is similar in function as a retrospective document outlining what Medicare did pay for and what the patient may owe. The MSN summarizes services provided and indicates any bills owed based on Medicare’s coverage decisions. While the ABN is proactive by informing beneficiaries of potential liabilities before services are rendered, the MSN provides a recap after services have been received, both playing essential roles in the Medicare experience.

Dos and Don'ts

Things You Should Do:

  • Read the instructions carefully before filling out the form.
  • Complete the necessary sections (A-F and H) before delivering the form.
  • Use clear and legible handwriting or typing, preferably in a font size of at least 12 points.
  • Explain the reasons for noncoverage in terms easily understood by the patient.
  • Provide accurate estimated costs for the items or services listed.
  • Review the form with the beneficiary and answer any questions they may have.
  • Ensure one of the option boxes is checked by the beneficiary before they sign.
  • Keep a signed copy of the ABN for your records after providing one to the beneficiary.

Things You Shouldn't Do:

  • Do not skip any parts of the form; each blank must be addressed to ensure validity.
  • Refrain from using Medicare numbers or Social Security numbers in the Identification Number field.
  • Avoid vague language in the explanation for noncoverage; be specific.
  • Do not rush the beneficiary in making their decision regarding the options.
  • Never deliver the ABN in an emergency or urgent care situation.
  • Do not submit the form without checking that all details have been accurately filled out.
  • Avoid customizing the format of the ABN; it should remain standardized for compliance.
  • Do not leave blanks unfilled in the options section; each section needs completion for clarity.

Misconceptions

  • Misconception 1: The ABN form is always required.
  • The ABN is not necessary in emergency or urgent care situations. Notifiers only need to provide it when they believe that a service may not be covered by Medicare. Hence, it is important to understand that there are specific circumstances where the ABN is not mandated.

  • Misconception 2: Completing the ABN guarantees Medicare will pay for services.
  • Choosing to complete the ABN does not guarantee that Medicare will cover the listed services. It simply informs the beneficiary about the likelihood of non-coverage and allows them to make an informed decision regarding payment responsibility.

  • Misconception 3: All health care providers must always use an ABN.
  • Only certain providers who deliver services under Part B of Medicare are required to use the ABN. For example, physicians, outpatient hospitals, and independent laboratories must give this notice, while other facilities like inpatient hospitals and skilled nursing facilities follow different procedures.

  • Misconception 4: The patient has no options when receiving an ABN.
  • The ABN provides patients with options. After reading the notice, patients can choose from three options regarding the services listed. This empowers them to make informed choices about their care, even if it involves potential out-of-pocket expenses.

  • Misconception 5: The estimated costs listed in the ABN are fixed and cannot change.
  • Estimated costs are meant to provide a ballpark figure and can vary. Notifiers strive to give reasonable estimates based on known costs, but they may provide a range or indicate possible changes when the actual costs cannot be adequately predicted at the time of the ABN delivery.

Key takeaways

Here are some key takeaways for filling out and using the CMS R-131 Advance Beneficiary Notice of Noncoverage (ABN) form:

  1. Understand the Purpose: The ABN informs beneficiaries that Medicare may not cover certain items or services, helping them make informed decisions about their care.
  2. Notifier Responsibilities: Notifiers, including healthcare providers, must complete the form accurately and deliver it to the affected beneficiary before providing any noncovered items or services.
  3. Complete All Relevant Blanks: Ensure that all required sections, particularly Blanks A through F and the options in G, are filled out correctly. Leaving any of these incomplete can invalidate the notice.
  4. Explain Noncoverage Reasons: When detailing why Medicare may not cover a service, clarity is key. Use simple language and common reasons related to coverage limitations.
  5. Provide Estimated Costs: Insert a good faith estimate for each item or service listed. Ensure the estimates are realistic and provide beneficiaries with valuable financial information.
  6. Signature and Record Keeping: Beneficiaries must sign the ABN to acknowledge receipt and understanding before services are rendered. It is important that notifying entities keep a copy for their records.
  7. Use of Alternatives: The ABN can also serve as a voluntary notice for items typically never covered by Medicare, without requiring a checkbox selection or signature from beneficiaries.

By following these guidelines, both providers and beneficiaries can better navigate the complexities of Medicare coverage and ensure transparency in the decision-making process.