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The CMS 802 form plays a vital role in collecting comprehensive healthcare information about residents in healthcare facilities. This form is specifically designed to gather data on newly admitted residents within the last 30 days, as well as all other residents currently residing in the facility. Critical details, including the resident's name, room number, and essential health indicators across 20 different categories, must be completed by the facility staff. The form addresses various aspects of resident care, from diagnoses like Alzheimer’s and dementia to health issues involving medications, pressure ulcers, and physical restraints. Providers must also identify residents who need tube feeding, hydration assistance, or those undergoing dialysis. Other health concerns, such as falls, infections, and the use of hospice care, are also recorded. The accuracy of this information is key, as it must reflect the current condition of residents at the time of the survey. Proper completion of the CMS 802 ensures that residents receive appropriate care and that facilities meet necessary regulatory guidelines.

Form Sample

DEPARTMENT OF HEALTH AND HUMAN SERVICES

 

CENTERS FOR MEDICARE & MEDICAID SERVICES

OMB Exempt

MATRIX INSTRUCTIONS FOR PROVIDERS

The Matrix is used to identify pertinent care categories for: 1) newly admitted residents in the last 30 days who are still residing in the facility, and 2) all other residents. The facility completes the resident name, resident room number and columns 1–20, which are described in detail below. Blank columns are for Surveyor Use Only.

All information entered into the form should be verified by a staff member knowledgeable about the resident population. Information must be reflective of all residents as of the day of survey.

Unless stated otherwise, for each resident mark an X for all columns that are pertinent.

1.Residents Admitted within the Past 30 days: Resident(s) who were admitted to the facility within the past 30 days and currently residing in the facility.

2.Alzheimer’s/Dementia: Resident(s) who have a diagnosis of Alzheimer’s disease or dementia of any type.

3.MD, ID or RC & No PASARR Level II: Resident(s) who have a serious mental disorder, intellectual disability or a related condition but does not have a PASARR level II evaluation and determination.

4.Medications: Resident(s) receiving any of the

following medications: (I) = Insulin, (AC) = Anticoagulant (e.g. Direct thrombin inhibitors and low weight molecular weight heparin [e.g., Pradaxa, Xarelto, Coumadin, Fragmin]. Do not include Aspirin or Plavix), (ABX) = Antibiotic, (D) = Diuretic,

(O) = Opioid, (H) = Hypnotic, (AA) = Antianxiety, (AP) = Antipsychotic, (AD) Antidepressant, (RESP) = Respiratory (e.g., inhaler, nebulizer).

NOTE: Record meds according to a drug’s pharmacological classification, not how it is used.

5.Pressure Ulcer(s) (any stage): Resident(s) who have a pressure ulcer at any stage, including suspected deep tissue injury (mark the highest stage: I, II, III, IV, U for unstageable, S for sDTI) and whether the pressure ulcer is facility acquired (FA).

6.Worsened Pressure Ulcer(s) at any stage: Resident(s) with a pressure ulcer at any stage that have worsened.

7.Excessive Weight Loss without Prescribed Weight Loss program: Resident(s) with an unintended (not on a prescribed weight loss program) weight loss > 5% within the past 30 days or >10% within the past 180 days. Exclude residents receiving hospice services.

8.Tube Feeding: Resident(s) who receive enteral (E) or parenteral (P) feedings.

9.Dehydration: Resident(s) identified with actual hydration concerns takes in less than the recommended 1,500 ml of fluids daily (water or liquids in beverages and water in foods with high fluid content, such as gelatin and soups).

10.Physical Restraints: Resident(s) who have a physical restraint in use. A restraint is defined as the use of any manual method, physical or mechanicaldevice, material or equipment attached or adjacent to the resident’s body that the individual cannot remove easily which restricts freedom of movement or normal access to one’s body (e.g., bed rail, trunk restraint, limb restraint, chair prevents rising, mitts on hands, confined to room, etc.). Do not code wander guards as a restraint.

11.Fall(s) (F) or Fall(s) with Injury (FI) or Major Injury (FMI): Resident(s) who have fallen in the facility in the past 90 days or since admission and have incurred an injury or not. A major injury includes bone fractures, joint dislocation, closed head injury with altered consciousness, subdural hematoma.

12.Indwelling Urinary Catheter: Resident(s) with an indwelling catheter (including suprapubic catheter and nephrostomy tube).

13.Dialysis: Resident(s) who are receiving (H) hemodialysis or (P) peritoneal dialysis either within the facility (F) or offsite (O).

14.Hospice: Resident(s) who have elected or are currently receiving hospice services.

15.End of Life/Comfort Care/Palliative Care: Resident(s) who are receiving end of life or palliative care (not including Hospice).

16.Tracheostomy: Resident(s) who have a tracheostomy.

17.Ventilator: Resident(s) who are receiving invasive mechanical ventilation.

18.Transmission-Based Precautions: Resident(s) who are currently onTransmission-basedPrecautions.

19.Intravenous therapy: Resident(s) who are receiving intravenous therapy through a central line, peripherally inserted central catheter, or other intravenous catheter.

20.Infections: Resident(s) who has a communicable disease or infection (e.g., MDRO-M, pneumonia-P, tuberculosis-TB, viral hepatitis-VH, C. difficile-C, wound infection-WI, UTI, sepsis-SEP, scabies-SCA, gastroenteritis-GI such as norovirus, SARS-CoV-2 suspected or confirmed-COVID, and other-O with description).

CMS-802 (11/2020)

CMS-802 (

Resident

11/2020

Name

)

 

 

Resident Room Number

1

Date of Admission if Admitted within the

Past 30 Days

 

2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21

Alzheimer’s / Dementia

MD, ID or RC & No PASARR Level II

Medications: Insulin (I), Anticoagulant (AC), Antibiotic (ABX), Diuretic (D), Opioid (O), Hypnotic (H), Antianxiety (AA), Antipsychotic (AP), Antidepressant (AD), Respiratory (RESP)

Pressure Ulcer(s) (highest stage I, II, III, IV, U, S), Facility Acquired (FA)

Worsened Pressure Ulcer(s) (any stage)

Excessive Weight Loss

Without Prescribed Weight Loss Program

Tube Feeding: Enteral (E) or Parenteral (P)

Dehydration

Physical Restraints

Fall (F), Fall with Injury (FI), or

Fall w/Major Injury (FMI)

Indwelling Catheter

Dialysis: Peritoneal (P), Hemo (H), in facility (F) or offsite (O)

Hospice

End of Life Care / Comfort Care / Palliative Care

Tracheostomy

Ventilator

Transmission-Based Precautions

Intravenous therapy

Infections (M, WI, P, TB, VH, C, UTI, SEP, SCA, GI, COVID, O - describe)

MATRIX FOR PROVIDERS

CENTERS FOR

DEPARTMENT

MEDICARE & MEDICAID SERVICES

OF HEALTH AND HUMAN SERVICES

Document Specifications

Fact Name Description
Purpose The CMS 802 form is designed to gather important information about residents in a care facility.
Target Residents It identifies newly admitted residents who are residing in the facility and all other residents.
Verification Requirement All entries must be verified by a staff member who understands the resident population.
Documentation Scope The information should reflect all residents as of the survey date.
Medication Classification Residents' medications must be recorded based on pharmacological classifications, not usage.
Pressure Ulcers It includes tracking the stages of pressure ulcers and whether they are facility-acquired.
California Regulation The form is guided by the California Health and Safety Code, Section 1569.69 regarding resident care.
Last Revised The current version of the CMS 802 form was last revised in November 2020.

Steps to Filling Out Cms 802

The CMS 802 form is essential for health care facilities to capture critical information about residents and their care needs. Once completed, the form informs care decisions and supports regulatory compliance. Here are step-by-step instructions for filling out the form accurately.

  1. Begin by filling out the resident's name in the designated field.
  2. Enter the resident’s room number next to their name.
  3. If the resident was admitted within the past 30 days, provide the date of admission in the appropriate box.
  4. For each column from 1 to 20, mark an "X" for any categories applicable to the resident:
    • Column 1: Indicate if the resident has Alzheimer’s or Dementia.
    • Column 2: Mark if the resident has a serious mental disorder or related condition without a PASARR level II evaluation.
    • Column 3: Identify any medications the resident is taking that fall into the defined categories.
    • Column 4: Record any pressure ulcers, noting the highest stage and if facility acquired.
    • Column 5: Note if there are any worsened pressure ulcers.
    • Column 6: Indicate any excessive weight loss that occurred within the specified timeframes.
    • Column 7: Mark if the resident is tube-fed (enteral or parenteral).
    • Column 8: Note any dehydration concerns present.
    • Column 9: Record if physical restraints are in use for the resident.
    • Column 10: Document any falls, including injuries from falls.
    • Column 11: Indicate if the resident has an indwelling urinary catheter.
    • Column 12: Mark if the resident is undergoing dialysis (hemo or peritoneal).
    • Column 13: Identify if the resident is receiving hospice care.
    • Column 14: Note if the resident is under end of life or palliative care (not hospice).
    • Column 15: Record if the resident has a tracheostomy.
    • Column 16: Mark if the resident requires mechanical ventilation.
    • Column 17: Identify if the resident is on transmission-based precautions.
    • Column 18: Document if intravenous therapy is being administered.
    • Column 19: Note if the resident has any infections, detailing as necessary.
  5. Review all entered information for accuracy. It should reflect the status of all residents as of the day of the survey.
  6. Ensure that a knowledgeable staff member verifies the information before submission.

More About Cms 802

What is the purpose of the CMS 802 form?

The CMS 802 form, also known as the Matrix, is used to document specific care categories for residents in a healthcare facility. It identifies residents admitted within the last 30 days and helps assess various health conditions and care needs, ensuring that all pertinent information is available for quality care management.

Who is responsible for completing the CMS 802 form?

Staff members who are knowledgeable about the resident population should complete the form. This ensures that the information entered is accurate and reflects the current status of all residents as of the day of the survey.

What information is required when filling out the CMS 802 form?

When completing the CMS 802 form, providers must include the resident's name, room number, and mark relevant columns from 1 to 20 that pertain to the resident's care categories. Each resident will require individual attention to accurately reflect their health conditions and medications.

What types of health conditions does the CMS 802 form cover?

The CMS 802 form covers a wide range of health conditions. These include Alzheimer's or dementia, pressure ulcers, excessive weight loss, tube feeding needs, falls, urinary catheter use, dialysis, and various infections, among others. Each category provides critical information for overseeing resident care.

How should medications be recorded on the CMS 802 form?

Medications should be recorded based on their pharmacological classification rather than their intended use. For example, medications like insulin, anticoagulants, antibiotics, and opioids should be noted accordingly. This categorization helps in understanding the types of medications each resident requires.

What does it mean if a resident has a “facility acquired” pressure ulcer?

A pressure ulcer is considered "facility acquired" if it developed after the resident's admission to the facility. This notation is important for quality assurance and helps in evaluating the facility's ability to prevent such conditions.

Are there any exclusions for residents specifically noted on the CMS 802 form?

Yes, certain criteria apply. For instance, residents receiving hospice services are excluded from the excessive weight loss column. This exclusion ensures that the focus remains on those who are not in end-of-life care when assessing weight changes.

When should the CMS 802 form be filled out?

The CMS 802 form should be filled out to reflect the current status of residents as of the date of the survey. It is crucial that all marking occurs only after a thorough review by informed staff members to ensure accuracy.

Common mistakes

  1. Overlooking Required Information: Many individuals forget to include key details such as resident name and room number.

  2. Misinterpreting Medical Terms: Some users may confuse terms like "dialysis" and "tube feeding," leading to inaccuracies.

  3. Incorrect Markings: A common mistake is marking the wrong affiliations, such as checking 'Alzheimer's' for residents without a diagnosis.

  4. Failing to Update Information: Residents’ conditions can change; it’s important to reflect these changes accurately at the time of filling out the form.

  5. Ignoring Surveyor Instructions: Some users overlook the guidance provided for blank columns, which can lead to incomplete submissions.

  6. Rushing Completion: Hastily filling out the form may result in missed entries and overlooked details, compromising its accuracy.

  7. Disregarding Medication Classifications: Users sometimes misclassify medications by their use rather than according to pharmacological categories.

  8. Neglecting Verification: Failing to have the information verified by knowledgeable staff can lead to serious errors in the report.

  9. Not Reflecting the Current Resident Population: It’s crucial to ensure the information is accurate and reflective of the resident population on the day of survey to avoid confusion in care.

Documents used along the form

The CMS 802 form is a critical document used by healthcare providers to assess the needs of residents in a facility. To complete this form accurately, you may also need to refer to other important documents. Each of these documents assists in ensuring that residents receive the appropriate care based on their specific conditions and needs.

  • CMS 670: The CMS 670 form is used to capture information about a resident's functional status and their ability to perform activities of daily living (ADLs). This helps in understanding the level of assistance a resident may require.
  • CMS 671: This form is utilized to document a resident’s mental health status and any cognitive impairments. It provides insights into the resident’s behavioral health, aiding in appropriate care planning.
  • CMS 673: The CMS 673 form specifically addresses the dietary needs of residents. It includes information on food preferences, allergies, and dietary restrictions, ensuring safe and appropriate meal planning.
  • CMS 2728: Used for reporting end-stage renal disease (ESRD) status, this form collects information on residents requiring dialysis and provides data essential for treatment planning.
  • CMS 854: This form documents the report of a change in the resident's health status. It is crucial for tracking significant changes and updating care plans accordingly.
  • CMS 756: The CMS 756 form concerns patient assessments and care plans for individuals receiving hospice services. It ensures that residents receiving end-of-life care have their preferences respected.
  • Assessment Protocols: These protocols are a guideline for assessing specific needs of residents based on various conditions such as dementia, pressure ulcers, and falls. They provide a framework for a person-centered approach in care delivery.
  • Quality Assessment and Assurance Plan: This document outlines the facility’s strategy for maintaining high-quality care and handling complaints or adverse incidents. Regular reviews help to assess and improve care standards.
  • Incident Reports: This form documents any accidents or unusual occurrences involving residents. It is crucial for identifying patterns that may need attention to enhance safety and care quality.
  • Care Plans: Care plans are tailored documents that outline each resident’s specific goals and the steps needed to achieve them. They support personalized and effective resident care.

Understanding these forms and documents can significantly enhance the quality of care provided to residents. Each one serves a unique purpose and works together to create a comprehensive picture of a resident’s health and well-being. Keeping organized records will foster better communication among healthcare providers and improve resident outcomes.

Similar forms

The CMS 802 form shares similarities with the Minimum Data Set (MDS) assessment used in long-term care facilities. Both documents require comprehensive data collection related to residents’ health status. The MDS focuses on various parameters including physical and psychosocial well-being, while the CMS 802 specifically targets the identification of care categories for new and existing residents. Both forms demand accurate information gathering while ensuring that assessments are performed by knowledgeable staff members who can verify the health status of residents.

Another similar document is the Resident Assessment Instrument (RAI). The RAI integrates various assessments, including the MDS, and is used to evaluate residents’ needs in a skilled nursing facility. Like the CMS 802 form, it emphasizes the importance of detailed documentation to comply with regulatory standards. The RAI aims to support individualized care planning, whereas the CMS 802 serves the purpose of monitoring newly admitted residents and other key indicators in the facility’s population.

The Patient Assessment Tool (PAT) also connects with the CMS 802 by facilitating the assessment of residents’ needs and capabilities. This tool determines eligibility for services and assists in care planning. While the PAT is typically used in home health settings, it shares the CMS 802's objective of ensuring that residents receive appropriate care based on their specific health requirements. Both aim to promote continuity of care through comprehensive evaluations.

The Quality Indicators (QI) are another relevant comparison. QIs provide facilities with data on specific performance measurements related to resident care, similar to how the CMS 802 evaluates particular categories of care. While the CMS 802 identifies current health and care needs of residents, QIs analyze these needs in relation to facility performance and outcomes. Thus, both documents are integral in assessing care quality and improving standards in health care facilities.

Lastly, the Care Plan reflects the information captured in the CMS 802 form. A care plan is a detailed outline of the services and treatments an individual resident will receive, designed based on assessments from the CMS 802 and other evaluation tools. Like the CMS 802, the care plan necessitates that knowledgeable staff review and verify the information to ensure that residents are receiving the tailored support they require. Both documents work in tandem to enhance the overall quality of care delivered to residents.

Dos and Don'ts

When filling out the CMS 802 form, it's essential to follow certain guidelines to ensure accuracy and compliance. Here are four things to keep in mind.

  • Do verify all information before submission. Ensure that the details accurately reflect the current status of the resident population.
  • Don't leave any columns blank if they require input. Each resident's information must be fully represented as of the survey date.
  • Do mark pertinent columns with an X for each resident. This includes marking conditions that apply to the resident accurately.
  • Don't use abbreviations or unclear terms when entering medications or conditions. Clarity is critical for effective communication.

Misconceptions

Misconception 1: The CMS 802 form is only for newly admitted residents.

This is incorrect. While the form does require information about newly admitted residents, it is also intended for all other residents. Each resident in the facility must be evaluated for the various care categories listed in the form, regardless of their admission date.

Misconception 2: Completing the CMS 802 form is a one-time task.

In reality, the CMS 802 form needs to be current and accurately reflect the resident population as of the survey date. This means facilities must regularly update information to ensure it remains relevant and accurate for each resident.

Misconception 3: Only nursing staff can fill out the CMS 802 form.

While nursing staff are often involved in completing the form, any knowledgeable staff member can contribute to this process. The key requirement is that the information must be verified by someone who understands the resident's needs and the specific categories being assessed.

Misconception 4: The CMS 802 form is optional for facilities to complete.

This form is not optional. Completing the CMS 802 form is a requirement for compliance with regulations. Facilities must ensure that they fill it out properly to meet the standards set by the Centers for Medicare and Medicaid Services (CMS).

Key takeaways

Filling out the CMS 802 form requires attention to detail and a systematic approach. Here are key takeaways to keep in mind:

  • Identify Resident Information: Ensure that you accurately enter the resident's name and room number. This foundational data helps in organizing care effectively.
  • Focus on Admission Dates: Pay particular attention to residents admitted within the last 30 days. This group needs special consideration as their needs may differ from longer-term residents.
  • Mark Relevant Columns: For each resident, mark "X" in all relevant columns corresponding to their unique health needs. This ensures a comprehensive assessment of care requirements.
  • Medications Matter: List medications carefully. Distinguish between pharmacological classifications rather than how they are utilized. Accurate medication recording is critical for safe care delivery.
  • Pressure Ulcers Are Critical: Document the highest stage of pressure ulcers and whether they are facility-acquired. This information is vital for quality assurance and improvement processes.
  • Consult Healthcare Team: Before finalizing the form, review the entries with a knowledgeable staff member. Verification helps maintain the accuracy and relevance of the information provided.

By keeping these takeaways in mind, you can enhance the effectiveness of the CMS 802 form, ultimately leading to better resident care outcomes.